RMS works with a broad range of clients across the asset management and securities industry including:
- Investment Industry Regulatory Organization of Canada Members (IIROC)
- Mutual Fund Dealers’ Association of Canada Members (MFDA)
- Exempt Market Dealers
- Portfolio Managers
- Investment Fund Managers
- Schedule 1 Banks
- Schedule 2 Banks
- Trust Companies
- Regulators
- Litigation Law Firms
- Individual Members of the Public
- Crown Attorneys
- Registered Money Service Bureaus
- Ombudsman Offices
- Financial Industry Regulatory Authority, Inc Members (FINRA)
